وظيفة خبير امتثال السوق لدى جهة حكومية (سرية) في الرياض

Job Summary

The Market Compliance Expert is responsible for monitoring market participants' compliance with applicable laws, regulations, and market rules. The role supports market integrity by conducting compliance reviews, investigating potential violations, assessing regulatory risks, and providing recommendations to strengthen compliance practices.

Key Responsibilities

• Monitor compliance with financial market regulations, policies, and procedures.
• Conduct compliance reviews and inspections of regulated entities.
• Identify regulatory breaches and assess compliance risks.
• Analyze trading activities and market conduct to detect irregularities.
• Investigate potential violations and prepare detailed investigation reports.
• Recommend corrective actions and follow up on remediation plans.
• Interpret regulatory requirements and provide compliance guidance to stakeholders.
• Support the development and enhancement of market compliance frameworks.
• Coordinate with internal departments and external regulatory bodies when required.
• Maintain accurate compliance documentation and case records.
• Prepare management reports, compliance dashboards, and regulatory updates.
• Stay informed about changes in local and international financial regulations and best practices.

Qualifications

• Bachelor's degree in Finance, Economics, Accounting, Law, Business Administration, or a related field.
• Master's degree is preferred.
• Professional certifications such as CAMS, CRCM, ICA, SOCPA, or CFA are an advantage.